Adam Bay is a registered investment advisor at LPL Financial LLC, based in Clovis, CA, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
475 Bullard Ave, Clovis, CA, 93612
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam is involved in several investment-related activities, including DBAs for LPL business and serving as a board member for Investment Center Advisor Group OSJ. He also works with Lockton Affinity, LLC involving non-variable insurance and is an assistant track coach at Fresno Christian Schools, dedicating about 10-20% of his time to coaching.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Sorrento Pacific Financial, LLCBroker
Sorrento Pacific Financial, LLC
Icba Financial Services CorporationBroker
Icba Financial Services Corporation
Citicorp Investment ServicesBroker
Citicorp Investment Services
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.