Jai Huynh is a registered investment advisor at Cetera Investment Advisers LLC, based in Pasadena, CA, with 23 years of industry experience. Jai operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
135 N Los Robles Avenue, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jai works for BMO Investment Services and BMO Bank NA, dedicating nearly full-time hours to the latter. Jai also owns JLP Traffic Solutions and Jujubeez Design, spending about 10-20% of his time and a few hours per week on them, respectively; he also works as a notary.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Chase Investment Services CORP.
Comerica Securities
Comerica SecuritiesBroker
Wells Fargo Investments, LLCBroker
State Registrations1 state
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