TrueAdvisor
TrueAdvisor
AB
AB

Adam Jack Bain

Citigroup Global Markets INC.
23 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Citigroup Global Markets INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
2269 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

Financial Planning:Investment management only

Location

Citi Retail Banking, 2000 Geer Road, Turlock, CA, 95382

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citigroup Global Markets INC.
May 2007 - Present · 18 yrs 9 mos
Citigroup Global Markets INC.
May 2007 - Present · 18 yrs 9 mos
Citigroup Global Markets INC.Broker
May 2007 - Present · 18 yrs 9 mos
Previous Registrations
Citicorp Investment Services
July 2003 - May 2007 · 3 yrs 10 mos
Citicorp Investment ServicesBroker
July 2003 - May 2007 · 3 yrs 10 mos
Morgan Stanley
January 2003 - May 2003 · 4 mos
Morgan Stanley Dw INC.Broker
September 2002 - May 2003 · 8 mos
State Registrations31 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.