CFA

Michael Pelosi

22 Years of Experience

Middlebury, CT

2 Disclosures

Michael Pelosi is a CFA-designated registered investment advisor at Eagle Capital Advisors, LLC, based in Middlebury, CT, with 22 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 63 clients with $88M in assets under management.

Eagle Capital Advisors, LLC

Compensation

Fee-Only (% of Portfolio)

Firm Size

2 advisors

Number of Clients

63 clients

Average Client Portfolio

$1.4M average

Assets Under Management

$88.0M

Fee Structure

Investment management only (planning not offered)

Portfolio-Based Fees (Tiered)

Portfolio Value	Annual Fee
Up to $3.0M	1.00%
$3M+	0.75%

Fees may be negotiable on a client-by-client basis.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

View Full SEC Brochure

Location

121 Turnpike Drive, Middlebury, CT, 06762

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

January 2012

Employment Separation After Allegations

September 2008

View Full SEC Report How to Read Disclosures

Other Business Activities

Michael is the CFO of Paul Dinto Electrical Contractors, dedicating about half of his time to this role. Eagle may lease office space from this company.

Employment History

Current Registrations

Eagle Capital Advisors, LLC

July 2015 - Present · 10 yrs 10 mos

Previous Registrations

Yhb Investment Advisors INC

October 2008 - September 2014 · 5 yrs 11 mos

Halsey Associates INC

April 2007 - October 2008 · 1 yr 6 mos

Banc of America Capital Management, LLC

April 2005 - April 2005 · 0 mos

Columbia Management Advisors, INC.

April 2003 - April 2005 · 2 yrs

Fleet Investment Advisors INC.

December 2000 - April 2003 · 2 yrs 4 mos

State Registrations1 state

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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