Scot Landborg
Scot Landborg is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in Costa Mesa, CA, with 21 years of industry experience. Scot is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $750K | 2.25% |
| $750K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2M+ | 1.50% |
Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.
Fee Estimator
Location
949 S Coast Dr, Ste. 555, Costa Mesa, CA, 92626
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scot owns Sterling Wealth Partners LLC and Scot Strategy, Inc., both established to facilitate securities, advisory, and insurance business. He also engages in fixed insurance sales, dedicating minimal time to this activity.
Employment History
Current Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Previous Registrations
USA Financial Securities Corporation
USA Financial Securities LLCBroker
J.P. Turner & Company, L.L.C.Broker
J P Turner & Company Capital Management, LLC
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Securities America, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Stephen Keshishian, CFPCaptrust
- Shawn Bragdon, ChFCTlg Advisors, INC.
- Tamara Durbin, CFPApella Wealth
- Daniel Yoo, CFPApella Wealth
- Jared Oren, CFPCaptrust
- Pushkar Murthy, CFACitigroup Global Markets INC.