Dennis Moser
Dennis Moser is a registered investment advisor at Cetera Investment Advisers LLC, based in Fort Smith, AR, with 23 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3101 South 70th Street, Fort Smith, AR, 72903
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dennis is a member of Landmark Financial LLC, referring business to financial advisors, and a member of Landmark PLC CPAs, working as a tax partner. He also holds power of attorney for the Paul Richard Moser Trust, requesting payments for medical bills and regular expenses.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Beall Barclay Advisors, LLC
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.