Clinton Newman is a registered investment advisor at MML Investors Services, LLC, based in Boston, MA, with 13 years of industry experience. Clinton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
280 Congress St, Suite 1300, Boston, MA, 02210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Clinton is a managing partner at Highland Peak Wealth, Inc., a personal incorporation for MMLIS business. This activity, which is the DBA of their MMLIS business advisory business, takes about a quarter of Clinton's time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
New England Securities Corporation
New England SecuritiesBroker
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
Investment Advisors & Consultants, INC.Broker
Investors Capital CORP.Broker
State Registrations28 states
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