NB
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Nora Brazier

20 Years of Experience
Allen, TX
Broker

Nora Brazier is a registered investment advisor, based in Allen, TX, with 20 years of industry experience.

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nora uses "Eisenhauer Wealth Management" as a marketing name for her financial securities business conducted through B. Riley Wealth Management since October 2024. She devotes nearly full-time hours to this activity during securities trading hours.

Employment History
Current Registrations
B. Riley Wealth Advisors, INC.
May 2023 - Present · 3 yrs
B. Riley Wealth ManagementBroker
May 2023 - Present · 3 yrs
B. Riley Wealth Management
May 2023 - Present · 3 yrs
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
August 2020 - April 2023 · 2 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
August 2020 - April 2023 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2016 - August 2020 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - August 2020 · 4 yrs 3 mos
Ausdal Financial Partners, INC.Broker
September 2012 - July 2014 · 1 yr 10 mos
LPL Financial LLCBroker
June 2003 - September 2012 · 9 yrs 3 mos
State Registrations15 states
ARAZCACOCTDEFLGAHIILKSLAMTTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nora Brazier - Financial Advisor | TrueAdvisor