KJ
KJ

Karl Johnson

24 Years of Experience
Murrieta, CA
2 DisclosuresBrokerSells Insurance

Karl Johnson is a registered investment advisor, based in Murrieta, CA, with 24 years of industry experience. Karl is also registered as a broker, so some compensation may come from commissions on products sold.

Location

40215 Sierra Maria Rd., Murrieta, CA, 92562

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
Customer Dispute
July 2009
Denied
Other Business ActivitiesSells Insurance

Karl is an independent insurance agent, a part owner of an insurance S-Corp, and an advisory representative of a RIA. He also owns rental property and reviews products, dedicating about half of his time to the RIA advisory role.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2007 - Present · 18 yrs 11 mos
Cambridge Investment Research, INC.Broker
November 2007 - Present · 18 yrs 11 mos
Previous Registrations
Edward Jones
January 2007 - December 2007 · 11 mos
Edward JonesBroker
August 2002 - December 2007 · 5 yrs 4 mos
State Registrations29 states
ALARAZCACOCTDCFLGAHIIAIDILKYMAMIMTNCNMNVNYORPASCTNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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