Kevin Mccoy is a CFP-designated registered investment advisor, based in The Woodlands, TX, with 23 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9595 Six Pines Dr, Suite 8210, The Woodlands, TX, 77380
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2021Settled
Customer Dispute
May 2020Denied
Customer Dispute
May 2020Denied
Customer Dispute
March 2020Denied
Customer Dispute
December 2019Denied
Other Business Activities
Kevin is a 50% owner of McCoy Wealth Management LLC, with his wife owning the other 50%. The business is conducted through Cetera.
Employment History
Current Registrations
Cetera Investment Services LLC
October 2019 - Present · 7 yrs
Cetera Investment Advisers LLC
October 2019 - Present · 7 yrs
Cetera Investment Services LLCBroker
October 2019 - Present · 7 yrs
Previous Registrations
LPL Financial LLC
February 2016 - October 2019 · 3 yrs 8 mos
LPL Financial LLCBroker
February 2016 - October 2019 · 3 yrs 8 mos
Bbva Securities INC.Broker
May 2013 - January 2016 · 2 yrs 8 mos
Bbva Wealth Solutions INC.
October 2010 - January 2016 · 5 yrs 3 mos
St Johns Wealth Management
April 2010 - October 2010 · 6 mos
Bbva Compass Investment Solutions, INCBroker
April 2010 - May 2013 · 3 yrs 1 mo
Morgan Stanley Smith BarneyBroker
June 2009 - May 2010 · 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - May 2010 · 11 mos
Citigroup Global Markets INC.
June 2008 - June 2009 · 1 yr
Citigroup Global Markets INC.Broker
June 2008 - June 2009 · 1 yr
Edward Jones
March 2007 - June 2008 · 1 yr 3 mos
Edward JonesBroker
September 2002 - June 2008 · 5 yrs 9 mos
State Registrations6 states
CAFLLANCNMTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Daniel Michalk, CFA, CFP, ChFCWaterway Wealth Management, L.L.C.
- Karthikeyan Radhakrishnan, CFATitania Investments LLC
- Geoffrey Lesuer, CFPWells Fargo Advisors
- Adam Threadgill, CFPThreadgill Financial, LLC
- Logan Mulloy, CFPRaymond James & Associates, INC.
- John Trent, CFPUnited Capital Financial Advisors