Michael Falcon
Michael Falcon is a registered investment advisor at Cetera Investment Advisers LLC, based in Swansea, MA, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
435 Wilbur Ave, Swansea, MA, 02777
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is the president and 50% owner of Falcons Financial & Tax Services Corp., dedicating about a quarter of his time. He also owns rental property and serves on the board of directors for St. Michaels FCU, spending minimal time on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations8 states
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