Shu-Yuan Lai is a registered investment advisor, based in El Monte, CA, with 23 years of industry experience.
Location
9650 Flair Dr, El Monte, CA, 91731
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shu-Yuan is the Chief Lending Officer at a bank and President of STIV LLC, a real estate investment firm. Shu-Yuan also serves as Vice Chairman on the Board of Directors of Taiwan Center, a non-profit cultural organization, dedicating minimal time to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.