TrueAdvisor
TrueAdvisor
CB
CFP
CB
CFP

Carol Bethune

LPL Financial LLC
23 Years of Experience
Portland, OR
BrokerSells Insurance
View SEC Summary
View SEC Summary

Carol Bethune is a CFP-designated registered investment advisor at LPL Financial LLC, based in Portland, OR, with 23 years of industry experience. Carol is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4525 SW Condor Ave, Portland, OR, 97239

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Carol sells and services individual life, disability, and long-term care insurance through Preisz Associates, Inc., dedicating about 10-20% of her time. She also provides financial planning and advice for hourly or fixed fees, spending about half her time on this.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
LPL Financial LLC
September 2009 - Present · 17 yrs 1 mo
Preisz Financial
June 2007 - Present · 19 yrs 4 mos
Previous Registrations
Mutual Service CorporationBroker
October 2004 - September 2009 · 4 yrs 11 mos
American Express Financial Advisors, INC.
November 2002 - December 2003 · 1 yr 1 mo
American Express Financial Advisors INC.Broker
November 2002 - December 2003 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
November 2002 - December 2003 · 1 yr 1 mo
State Registrations11 states
AZCADEFLMDNVOHORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Portland, OR →All financial advisors in Oregon →