Harvey Wacht is a registered investment advisor at Shufro, Rose & CO., LLC, based in New York, NY, with 54 years of industry experience. Harvey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 1,338 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shufro Rose & Co. charges an annual investment advisory fee based on the value of your portfolio, paid quarterly. The fee generally ranges from 0.65% to 1.50% per year. The firm may, at its discretion, waive or reduce fees for specific accounts. Fees are deducted from your account, and the charge is shown on your monthly statement.
Location
600 Lexington Avenue, 15th Floor, New York, NY, 10022
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Regulatory History (1)
Customer Dispute
July 2009Other Business Activities
Harvey is a Senior Managing Director at Shufro, Rose & Co., LLC, a registered investment advisor, since 2001. He works as a portfolio manager for individual client accounts, dedicating nearly full-time hours to this role.
Employment History
Current Registrations
Shufro, Rose & CO., LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Shufro, Rose & CO., LLCBroker
Hanson & Hanson IncorporatedBroker
Herzog, Heine, Geduld, INC.Broker
Heine, Fishbein & CO INCBroker
Hale SecuritiesBroker
Kenneth Bove & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.