Samantha Lui is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, Purchase, NY, 10577-2530
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2012 - Present · 13 yrs 10 mos
Morgan StanleyBroker
July 2012 - Present · 13 yrs 10 mos
Morgan Stanley
July 2012 - Present · 13 yrs 10 mos
Previous Registrations
Wayne Hummer Investments L.L.C.Broker
March 2009 - February 2011 · 1 yr 11 mos
Wayne Hummer Investments L.L.C.
March 2009 - February 2011 · 1 yr 11 mos
J.p.morgan Securities INC.
January 2009 - March 2009 · 2 mos
J.P. Morgan Securities INC.Broker
October 2008 - March 2009 · 5 mos
Chase Investment Services CORP.Broker
May 2007 - September 2008 · 1 yr 4 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.