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Brandon Worley

LPL Financial LLC
23 Years of Experience
Baton Rouge, LA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Brandon Worley is a registered investment advisor at LPL Financial LLC, based in Baton Rouge, LA, with 23 years of industry experience. Brandon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4220 Bluebonnet Blvd Ste B, Baton Rouge, LA, 70809

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brandon operates under the DBA Champion Wealth Strategies since 2010. He also sells fixed insurance products, including term life, UL, whole life, and fixed annuities, using outside insurance agencies, dedicating about 10-20% of his time. Brandon also has an LLC, KCH LLC, created for tax purposes.

Employment History
Current Registrations
LPL Financial LLC
April 2010 - Present · 16 yrs 6 mos
LPL Financial LLCBroker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Chase Investment Services CORP.
May 2007 - April 2010 · 2 yrs 11 mos
Chase Investment Services CORP.Broker
April 2007 - April 2010 · 3 yrs
Fbt Investments, INC.Broker
September 2006 - April 2007 · 7 mos
Chase Investment Services CORP.Broker
February 2006 - May 2006 · 3 mos
Hibernia Investments, L.L.C.Broker
July 2002 - February 2006 · 3 yrs 7 mos
State Registrations17 states
ALARAZCODCFLGAILLAMAMSNCNYOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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