AM
CFP
AM
CFP

Annelise Waterfall Mccauley

23 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningEducation PlanningTax PlanningCharitable GivingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
207 advisors
Number of Clients
8,771 clients
Average Client Portfolio
$2.6M average
Assets Under Management
$23.0B

Fee Structure

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Location

3500 Embassy Parkway, Akron, OH, 44333

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Annelise is a Managing Director in Family Wealth at Sequoia Financial Group, LLC, providing wealth management and financial planning services since 2002. This is a full-time commitment for Annelise.

Employment History
Current Registrations
Sequoia Financial Group, L.L.C.
May 2005 - Present · 20 yrs 9 mos
Previous Registrations
Valmark Securities, INC.Broker
December 2005 - December 2015 · 10 yrs
Linsco/private Ledger CORP.Broker
October 2002 - December 2005 · 3 yrs 2 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.