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Douglas Keesling

18 Years of Experience
Frontenac, MO
Broker

Douglas Keesling is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Frontenac, MO, with 18 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

2021 S. Lindbergh Blvd., Frontenac, MO, 63131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas is a financial committee member for The Shade Partnership Fund, a donor advised fund. He helps create, implement, and monitor the strategic financial vision of the DAF, spending minimal time on this activity.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
October 2010 - Present · 15 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
October 2010 - Present · 15 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
April 2009 - October 2010 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2010 · 2 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
August 2007 - January 2008 · 5 mos
State Registrations20 states
ARAZCACODCFLGAHIILKSMIMONCNMNYOHOKTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Keesling - Financial Advisor | TrueAdvisor