Richard Wagener
Richard Wagener is a CFP, ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Columbia, MD, with 51 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5950 Symphony Woods Road, Suite 412, Columbia, MD, 21044
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2001Other Business ActivitiesSells Insurance
Richard is the CEO and compliance officer for Financial First Advisors. He also acts as an insurance agent for life, fixed annuity, disability income (DI), and long-term care (LTC) insurance, and is a partner in RTP, LLC, a trading/rebalancing program; all these activities require minimal time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Wagener-Lee, LLC
Raymond James Financial Services, INC.Broker
Financial First Advisors, INC.
Previous Registrations
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Fmr Securities, INC.Broker
Cornerstone Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Ids Marketing CorporationBroker
Investors Diversified Services, INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.