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Paul Hammersmith
23 Years of Experience
Santa Ana, CA
1 DisclosureBroker
Paul Hammersmith is a registered investment advisor at Wells Fargo Advisors, based in Santa Ana, CA, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1551 N Tustin Ave, Ste 100, Santa Ana, CA, 92705
Get directionsHistory
Regulatory History (1)
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Customer Dispute
April 2002Settled
Other Business Activities
Paul has 100% ownership of PHLH LLC, an investment-related business. He spends about 10-20% of his time on this activity, with minimal time during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Wells Fargo Advisors
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2012 - September 2021 · 9 yrs 8 mos
Wells Fargo Clearing Services, LLC
January 2012 - September 2021 · 9 yrs 8 mos
LPL Financial LLC
December 2004 - January 2012 · 7 yrs 1 mo
LPL Financial LLCBroker
June 2004 - January 2012 · 7 yrs 7 mos
Usallianz Securities, INC.Broker
November 2002 - June 2004 · 1 yr 7 mos
State Registrations20 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.