Randall Zaharia
Randall Zaharia is a CFA-designated registered investment advisor at Clifford Swan Investment Counselors, based in Pasadena, CA, with 24 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 970 clients with $4.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.50% |
| $15.0M - $25.0M | 0.40% |
| $25M+ | 0.30% |
Fixed-income only schedules are negotiable starting at 0.40% on the first $2.5 million. Charitable trusts and pooled income funds have a separate schedule starting at 1.00% on the first $5 million. Minimum annual fee is $10,000. Fees are negotiable based on capital involved, time required, and responsibilities assumed.
Fee Estimator
Location
177 E. Colorado Blvd.,, Suite 550, Pasadena, CA, 91105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Clifford Swan Investment Counselors
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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