RA
CFP
RA
CFP
Ron Amir is a CFP-designated registered investment advisor, based in Newport Beach, CA, with 19 years of industry experience. Ron is also registered as a broker, so some compensation may come from commissions on products sold.
Location
5000 Birch Street, Suite 100, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (2)
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Customer Dispute
June 2024Denied
Employment Separation After Allegations
February 2019Other Business ActivitiesSells Insurance
Ron is an agent selling accident & health, life, and variable insurance products. This activity is investment-related.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2025 - Present · 1 yr 3 mos
Summit Financial, LLC
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Clarity Capital Partners
June 2023 - September 2025 · 2 yrs 3 mos
American Trust Investment Services, INC.Broker
May 2023 - August 2025 · 2 yrs 3 mos
Western International Securities
February 2019 - May 2023 · 4 yrs 3 mos
Western International Securities, INC.Broker
February 2019 - May 2023 · 4 yrs 3 mos
J.P. Morgan Securities LLC
October 2012 - March 2019 · 6 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2019 · 6 yrs 5 mos
Chase Investment Services CORP.
March 2010 - October 2012 · 2 yrs 7 mos
Chase Investment Services CORP.Broker
March 2010 - October 2012 · 2 yrs 7 mos
Ameriprise Financial Services, INC.
November 2008 - February 2010 · 1 yr 3 mos
Ameriprise Financial Services, INC.Broker
October 2008 - February 2010 · 1 yr 4 mos
PFS Investments INC.Broker
November 2002 - December 2003 · 1 yr 1 mo
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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