KS
KS
Kim Short
23 Years of Experience
Fresno, CA
4 DisclosuresBrokerSells Insurance
Kim Short is a registered investment advisor at VALIC Financial Advisors, INC., based in Fresno, CA, with 23 years of industry experience. Kim operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1277 advisors
IM Fee
Planning only
Assets Under Management
$26.4B
Fee Structure
- Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
- Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
- The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
One-Time Plan:Up to $5,000
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Location
5070 North 6th Street, Suite 146, Fresno, CA, 93710
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2021Financial
August 2019Final
Customer Dispute
July 2014Denied
Customer Dispute
June 2013Closed-No Action
Other Business ActivitiesSells Insurance
Kim is an agent for AGIA, selling non-securities insurance products. This requires a few hours per week.
Employment History
Current Registrations
VALIC Financial Advisors, INC.Broker
June 2014 - Present · 11 yrs 11 mos
VALIC Financial Advisors, INC.
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Mutual of Omaha Investor Services, INC.
March 2007 - June 2014 · 7 yrs 3 mos
Mutual of Omaha Investor Services, INC.Broker
May 2006 - June 2014 · 8 yrs 1 mo
Western International Securities, INC.Broker
September 2005 - May 2006 · 8 mos
Western International Securities
September 2005 - May 2006 · 8 mos
Citigroup Global Markets INC.
February 2003 - September 2005 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
January 2003 - September 2005 · 2 yrs 8 mos
State Registrations3 states
CAIDOR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.