Goutam Ghosh is a registered investment advisor at Morgan Stanley, based in Warren, NJ, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
15 Independence Boulevard, 1st Floor, Warren, NJ, 07059
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
September 2016 - Present · 9 yrs 8 mos
Morgan Stanley
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Hsbc Securities (USA) INC.
June 2009 - September 2016 · 7 yrs 3 mos
Hsbc Securities (USA) INC.Broker
June 2009 - September 2016 · 7 yrs 3 mos
Citigroup Global Markets INC.Broker
June 2005 - May 2009 · 3 yrs 11 mos
Citigroup Global Markets INC.
June 2005 - May 2009 · 3 yrs 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
November 2002 - March 2005 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2002 - March 2005 · 2 yrs 7 mos
State Registrations17 states
ARCACTFLGAILMAMDMINJNVNYORPATXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.