DJ
DJ
Donald Johns
22 Years of Experience
Melbourne, FL
5 DisclosuresBroker
Donald Johns is a registered investment advisor at Ruggiero Investments, based in Melbourne, FL, with 22 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 484 clients with $110M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
484 clients
Average Client Portfolio
$236K average
Assets Under Management
$114.0M
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3159 Alzante Circle, Suite 102B, Melbourne, FL, 32940
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2024Judgment / Lien
April 2024Judgment / Lien
December 2023Judgment / Lien
April 2016Customer Dispute
December 2012Settled
Employment History
Current Registrations
Ruggiero Investments
January 2026 - Present · 3 mos
Finalis Securities LLC
June 2025 - Present · 10 mos
Finalis Securities LLCBroker
June 2025 - Present · 10 mos
Previous Registrations
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September 2024 - June 2025 · 9 mos
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June 2023 - September 2024 · 1 yr 3 mos
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Woodstock Financial Group, INC.Broker
September 2016 - November 2016 · 2 mos
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October 2015 - October 2016 · 1 yr
Newport Coast Securities, INC.Broker
March 2015 - October 2015 · 7 mos
Woodstock Financial Group, INC.Broker
April 2014 - May 2014 · 1 mo
Hunter Scott Financial LLC.Broker
February 2012 - May 2014 · 2 yrs 3 mos
Sterne Agee Financial Services, INC.Broker
August 2009 - February 2012 · 2 yrs 6 mos
Emmett a Larkin Company, INC.Broker
October 2005 - August 2009 · 3 yrs 10 mos
Salomon Grey Financial CorporationBroker
September 2002 - November 2005 · 3 yrs 2 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.