Thomas Curtin
Thomas Curtin is a CFP-designated registered investment advisor at LPL Financial LLC, based in Alford, MA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Alford, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent selling life, disability, long-term care, and fixed annuities, dedicating about half his time to this activity. He also operates Retirement and Benefit Partners, Inc as a DBA for his LPL business, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Global Retirement Partners LLC
Independent Financial Partners
Nrp Financial, INC.Broker
Mutual Trust CO. of America SecuritiesBroker
Asset & Financial Planning, LTD
Prime Capital Services, INC.Broker
MML Investors Services, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.