RC
RC

Robert Clay

23 Years of Experience
Sikeston, MO
Broker

Robert Clay is a registered investment advisor at Cetera Investment Advisers LLC, based in Sikeston, MO, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

101 Kennedy, Po Box 1025, Sikeston, MO, 63801

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Robert is involved in several business activities, including management and advertising for Sabona of London Unlimited, CFO duties for a copper and magnetic bracelet company, and serving as a director on the board for Montgomery Bank. He also co-owns a CPA practice, Russet Trading Co LLC (jewelry), farmland rental, and acts as a trustee for a family trust.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2005 - Present · 21 yrs 6 mos
Cetera Financial Specialists LLCBroker
November 2002 - Present · 23 yrs 8 mos
State Registrations2 states
KYMO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Clay - Financial Advisor | TrueAdvisor