Johnathan Stephens is a registered investment advisor, based in Sanford, NC, with 16 years of industry experience.
Location
200 Hawkins Avenue, Suite 103C, Sanford, NC, 27330
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Johnathan operates Legacy Asset Strategies, LLC as an investment adviser, meeting with clients to determine their insurance and investment needs. He provides advice on annuity, disability, and long-term care insurance products, dedicating nearly full-time hours to this endeavor.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
Proequities, INC.Broker
Nylife Securities INC.Broker
State Registrations30 states
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