Hui-Wen Shih
Hui-Wen Shih is a registered investment advisor at Cetera Investment Advisers LLC, based in Newport Beach, CA, with 10 years of industry experience. Hui-Wen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4000 Mac Arthur Blvd, Suite 600 East Tower, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Hui-Wen is an insurance agent selling life insurance, annuities, and long-term care products since 2020. The time commitment varies.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Oneamerica Securities, INC.
Oneamerica Securities, INC.Broker
Transamerica Financial Advisors, INCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.