Harold Wachtel
Harold Wachtel is a registered investment advisor at Wachtel Capital Advisors, LLC, based in Towaco, NJ, with 23 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 93 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are negotiable. Wachtel Capital Advisors may also recommend third-party investment advisors, including the AssetMark Platform, and will be compensated via a fee share from those advisors, not to exceed 3% of assets under management.
Fee Estimator
Location
8 Whitehall Rd, Suite 200B, Towaco, NJ, 07082
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Harold is the owner of Wachtel Capital Advisors, LLC, offering investment advice on a fee-only basis since 2009. He also owns Wachtel Capital Management, LLC, which collects rent from subleasing office space.
Employment History
Current Registrations
Wachtel Capital Advisors, LLC
Previous Registrations
Aurora Private Wealth, INC.
Apw Capital, INC.Broker
Fortune Financial Services, INC.Broker
Midamerica Financial Services, INC.Broker
Wachtel Capital Advisors, LLC
Purshe Kaplan Sterling InvestmentsBroker
Horizon Point Wealth Management, LLC
Sagepoint Financial, INC.Broker
Aig Financial Advisors, INC.
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Park Avenue Securities LLCBroker
Pruco Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.