DR
DR
Daniel Reiss
23 Years of Experience
Chandler, AZ
1 DisclosureBroker
Daniel Reiss is a registered investment advisor at Charles Schwab & CO., INC., based in Chandler, AZ, with 23 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
3031 West Frye Road, Bldg. D, Chandler, AZ, 85226
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011Closed-No Action
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2019 - Present · 7 yrs 2 mos
Charles Schwab & CO., INC.Broker
March 2004 - Present · 22 yrs 4 mos
Previous Registrations
Optionsxpress, INC.Broker
September 2011 - November 2017 · 6 yrs 2 mos
Nylife Securities INC.Broker
September 2002 - February 2004 · 1 yr 5 mos
State Registrations29 states
ARAZCACOCTFLGAIAIDILKSMDMIMOMTNCNDNJNVNYOHOKORPATXUTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.