Richard Rainey
Richard Rainey is a registered investment advisor at Capital Management Advisors LP, based in Houston, TX, with 20 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 53 clients with $80M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.5M | 1.00% |
| $2.5M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.50% |
Fees are negotiable. Fees for the management of laddered bond portfolios may vary according to the size and complexity of the account. Fees for the investment management of qualified plans held by another custodian are set on a case by case basis.
Fee Estimator
Location
16225 Park Ten Place, Suite 500, Houston, TX, 77084
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the Founder & CEO of Capital Management Advisors GP, LLC and Capital Management Advisors, LP, both registered investment advisors, dedicating nearly full-time hours to these roles. Richard is also an insurance agent appointed by various carriers, selling life and long-term care insurance, and a principal at Rainey Business Consulting, spending about 10-20% of his time reviewing business plans.
Employment History
Current Registrations
Capital Management Advisors LP
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.