Carolina Ortiz is a CFP-designated registered investment advisor at Shared Vision Wealth Group, based in Carlsbad, CA, with 21 years of industry experience. Carolina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 192 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.95% |
| $500K - $1.0M | 0.85% |
| $1.0M - $4.0M | 0.75% |
| $4.0M - $10.0M | 0.60% |
| $10M+ | 0.40% |
Fees are negotiable and may be lower based on the size of the relationship, householding, or legacy pricing. Trust accounts in excess of $1 million with professional Trustees are eligible for a discounted fee schedule.
Fee Estimator
Location
Carlsbad, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Shared Vision Wealth Group
Previous Registrations
Northwest Asset Management
USAA Investment Management Company
USAA Financial Advisors, INC.Broker
USAA Financial Planning Services
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Unionbanc Investment Services, LLC
Unionbanc Investment Services, LLCBroker
First Investors CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.