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Ethan Naray

23 Years of Experience
Babbitt, MN
3 DisclosuresBroker

Ethan Naray is a registered investment advisor at Feltl Advisors, based in Babbitt, MN, with 23 years of industry experience. Ethan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 397 clients with $170M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
397 clients
Average Client Portfolio
$417K average
Assets Under Management
$165.6M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Advisory fees are negotiable between you and Feltl Advisors, up to a maximum annual rate of 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Babbitt, MN

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2018
Final
Employment Separation After Allegations
May 2017
Customer Dispute
February 2017
Settled
Other Business Activities

Ethan owns 100% of Polar Star LLC, which owns a commercial building in Garfield Heights, OH. He dedicates minimal time to this activity, as he hired a management company for day-to-day operations.

Employment History
Current Registrations
Feltl Advisors
July 2017 - Present · 9 yrs 3 mos
Feltl & Company
July 2017 - Present · 9 yrs 3 mos
Feltl & CompanyBroker
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2012 - June 2017 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2008 - June 2017 · 9 yrs 4 mos
Citigroup Global Markets INC.Broker
September 2002 - February 2008 · 5 yrs 5 mos
State Registrations13 states
CACOFLILMEMNNDNENHORTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.