Steven Blum is a registered investment advisor at Steven G. Blum and Associates, LLC, based in Swarthmore, PA, with 21 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 70 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | Included |
The quarterly fee is calculated as 0.24% of the investment value, plus $1,800. Fees are negotiable.
Fee Estimator
Location
801 Yale Avenue, Swarthmore, PA, 19081
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven runs a part-time solo law practice focused on tax advice, dedicating about a quarter of his time. He also lectures at the Wharton School of the University of Pennsylvania, spending about a quarter of his time during the semester and minimal time during SEC trading hours.
Employment History
Current Registrations
Steven G. Blum and Associates, LLC
Previous Registrations
Three Pillars Wealth Management, LLC
State Registrations1 state
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