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David Neill

22 Years of Experience
Glen Ellyn, IL
Broker

David Neill is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Glen Ellyn, IL, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

Glen Ellyn, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2013 - Present · 12 yrs 7 mos
Robert W. Baird & CO. Incorporated
October 2013 - Present · 12 yrs 7 mos
Robert W. Baird & CO. Incorporated
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
William Blair & Company L.L.C.Broker
March 2006 - October 2013 · 7 yrs 7 mos
William Blair & Company L.L.C.
March 2006 - October 2013 · 7 yrs 7 mos
Wayne Hummer Investments L.L.C.Broker
November 2004 - March 2006 · 1 yr 4 mos
Mesirow Financial, INC.
July 2003 - November 2004 · 1 yr 4 mos
Mesirow Financial, INC.Broker
July 2003 - November 2004 · 1 yr 4 mos
American Express Financial Advisors, INC.
July 2003 - July 2003 · 0 mos
American Express Financial Advisors INC.Broker
June 2003 - July 2003 · 1 mo
Ids Life Insurance CompanyBroker
June 2003 - July 2003 · 1 mo
State Registrations19 states
AZCACOCTFLILINLAMAMIMNNCNHNYOHORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Neill - Financial Advisor | TrueAdvisor