Mark Essenfeld
Mark Essenfeld is a CFP-designated registered investment advisor at Soltis Investment Advisors, LLC, based in St. George, UT, with 21 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 4,499 clients with $8.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.15% |
| $2.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.60% |
| $10M+ | 0.60% |
Fees may vary and can be negotiated on an individual basis. For certain qualified accounts, performance-based fees may be offered.
Fee Estimator
Location
20 North Main, Suite 400, St. George, UT, 84770
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2010Other Business Activities
Mark is the Treasurer for the Board of Trustees at Life's Plan Inc., a not-for-profit organization, providing guidance and oversight on financial matters. This work is investment related and requires minimal time.
Employment History
Current Registrations
Soltis Investment Advisors, LLC
Previous Registrations
Tcg Advisors, LLC a HUB International Company
Tcg Advisors
MML Investors Services, LLC
MML Investors Services, LLCBroker
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
LPL Financial LLCBroker
LPL Financial LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Securities America, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Mony Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.