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Juan Recio

22 Years of Experience
Miami, FL
Broker

Juan Recio is a registered investment advisor at Raymond James & Associates, INC., based in Miami, FL, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

600 Brickell Avenue, Suite 1875, Miami, FL, 33131

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2021 - Present · 4 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2016 - September 2021 · 5 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
April 2016 - September 2021 · 5 yrs 5 mos
Itau International Securities INC.Broker
October 2011 - April 2016 · 4 yrs 6 mos
Hsbc Securities (USA) INC.
December 2007 - October 2011 · 3 yrs 10 mos
Hsbc Securities (USA) INC.Broker
September 2005 - October 2011 · 6 yrs 1 mo
Merrill Lynch Pierce Fenner & Smith INC.
June 2004 - August 2005 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2003 - August 2005 · 1 yr 10 mos
State Registrations8 states
CACTFLNJNVNYORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.