Joseph Mondell
Joseph Mondell is a registered investment advisor at Ameriprise Financial Services, LLC, based in Owings Mills, MD, with 22 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
300 Red Brook Blvd Ste 320, Owings Mills, MD, 21117
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph serves as the VP of Advancement on the Board of Directors for Mondell. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
T. Rowe Price Investment Services, INC.Broker
T. Rowe Price Advisory Services, INC.
Cavanal Hill Investment Management, INC.
Bok Financial Securities, INC.Broker
M&t Securities, INC.
M&t Securities, INC.Broker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Maxim Group LLCBroker
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.