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Caleb Nickell

Edward Jones
8 Years of Experience
Circleville, OH
1 DisclosureBroker
View SEC Summary
View SEC Summary

Caleb Nickell is a registered investment advisor at Edward Jones, based in Circleville, OH, with 8 years of industry experience. Caleb is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

214 West Main Street, Circleville, OH, 43113

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 2000
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward JonesBroker
April 2023 - Present · 3 yrs 6 mos
Edward Jones
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
May 2021 - April 2023 · 1 yr 11 mos
LPL Financial LLC
May 2021 - April 2023 · 1 yr 11 mos
Avantax Advisory Services
July 2018 - May 2021 · 2 yrs 10 mos
Avantax Investment Services, INC.Broker
June 2018 - May 2021 · 2 yrs 11 mos
State Registrations20 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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