Stephen Walker
Stephen Walker is a registered investment advisor at LPL Financial LLC, based in San Antonio, TX, with 55 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11919 Jones Maltsberger Rd, San Antonio, TX, 78216
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2012Other Business Activities
Stephen operates his LPL business through Walker Alston Financial Group. He also co-owns La Gloria Investments LLC and SEW Pecan, LLC, and owns La Gloria LTD, all for tax/investment purposes, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
The Quantitative Group, L.P.
Wfg Investments, INC.Broker
Wfg Advisors, LP
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Bache Halsey Stuart INC.Broker
Bache & CO IncorporatedBroker
Bache & CO., IncorporatedBroker
Dupont Walston, IncorporatedBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.