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KA
KA

Kevin Jay Aguas

Cross State Financial Group LLC
22 Years of Experience
6 DisclosuresSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Financial Planning & CoachingRetirement PlanningInvestment ManagementTax PlanningEstate Planning
Cross State Financial Group LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
432 clients
Average Client Portfolio
$386K average
Assets Under Management
$166.8M

Fee Structure

Minimum Investment:$50K

Location

Flagstaff, AZ

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Settled
Customer Dispute
May 2013
Settled
Customer Dispute
December 2010
Settled
Customer Dispute
August 2010
Settled
Customer Dispute
August 2010
Settled
Customer Dispute
July 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kevin manages his income and expenses through Aguas Investment, Inc. He also teaches finance and business classes at Northern Arizona University about a quarter of his time, and manages client insurance accounts a few hours per week.

Employment History
Current Registrations
Cross State Financial Group LLC
December 2018 - Present · 7 yrs 2 mos
Previous Registrations
Pfg Advisors
April 2018 - December 2018 · 8 mos
Cue Advisory Services, INC.
September 2009 - December 2018 · 9 yrs 3 mos
Geneos Wealth Management, INC.
February 2005 - June 2009 · 4 yrs 4 mos
Rubicon Financial Network
September 2003 - January 2005 · 1 yr 4 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.