Todd Harris is a registered investment advisor, based in Bellaire, TX, with 22 years of industry experience.
Location
Bellaire, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Todd is an independent insurance agent for various independent insurance companies through Pangaea Solutions Inc. and Sage Settlements. He also works as an advisory representative of a RIA through CIRA, dedicating full-time hours to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2011 - Present · 14 yrs 10 mos
Cambridge Investment Research, INC.Broker
July 2011 - Present · 14 yrs 10 mos
Cambridge Investment Research, INC.
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
MML Investors Services, LLC
October 2004 - July 2011 · 6 yrs 9 mos
MML Investors Services, LLCBroker
September 2004 - July 2011 · 6 yrs 10 mos
Lincoln Financial Advisors Corporation
September 2003 - September 2004 · 1 yr
Lincoln Financial Advisors CorporationBroker
September 2003 - September 2004 · 1 yr
The Lincoln National Life Insurance CompanyBroker
September 2003 - September 2004 · 1 yr
State Registrations5 states
ARDEPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.