Richard Williamson
Richard Williamson is a registered investment advisor at Tucker Asset Management LLC, based in Richardson, TX, with 19 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 2,960 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TAM charges a percentage of your portfolio each year, not to exceed 2.00%. The specific rate is determined on a client-by-client basis, considering factors like complexity and assets under management. For accounts over $10,000, TAM also charges an administrative and technology fee of up to $100 per account annually, billed monthly. Fees are billed monthly in arrears based on the average daily balance. TAM may aggregate asset amounts in accounts from your same household together to determine the advisory fee for all your accounts.
Location
Richardson, TX
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Regulatory History (2)
Customer Dispute
September 2017Customer Dispute
February 2017Other Business ActivitiesSells Insurance
Richard is an agent for fixed insurance products, selling life insurance and fixed annuities. He dedicates nearly full-time hours to this insurance business, with all hours during securities trading hours.
Employment History
Current Registrations
Tucker Asset Management LLC
Previous Registrations
Lasalle St Securities, L.L.C.Broker
Girard Securities, INC.Broker
Bbva Compass Investment Solutions, INCBroker
Nylife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.