Mark Haenny
Mark Haenny is a registered investment advisor at LPL Financial LLC, based in Loveland, CO, with 23 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
5705 N Garfield Ave., Ste B109, Loveland, CO, 80538
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2020Customer Dispute
January 2008Other Business ActivitiesSells Insurance
Mark operates under the DBA Haenny Asset Management for his LPL business since 2017 and Mark A. Haenny LLC for tax/investment purposes since 2011. He also engages in non-variable insurance activities since 2017.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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