Mark Haenny
Mark Haenny is a registered investment advisor at LPL Financial LLC, based in Loveland, CO, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5705 N Garfield Ave., Ste B109, Loveland, CO, 80538
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2020Customer Dispute
January 2008Other Business ActivitiesSells Insurance
Mark operates under the DBA Haenny Asset Management for his LPL business since 2017 and Mark A. Haenny LLC for tax/investment purposes since 2011. He also engages in non-variable insurance activities since 2017.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisors LLC
Cetera Advisors LLCBroker
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.