Phillip Schafer
Phillip Schafer is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Rolling Hills Estates, CA, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Rolling Hills Estates, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Phillip has 50% ownership in Compass Wealth Management LLC and dedicates full-time hours to it. He also serves as trustee for Compass Wealth Management, LLC 401k, spending minimal time on it each month.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations25 states
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