Chung Li
Chung Li is a registered investment advisor at Griffinest Asia Asset Management, LLC, based in Pasadena, CA, with 23 years of industry experience. Chung operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 9 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable for accounts over $10,000,000.
Fee Estimator
Location
301 N. Lake Ave.,, Suite 110, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Chung has been a real estate agent with Coldwell Banker Dynasty since 2013, focusing on real estate transactions and property services. He dedicates minimal time to this role, typically after stock trading hours.
Employment History
Current Registrations
Griffinest Asia Asset Management, LLC
Griffinest Asia Securities, LLCBroker
Previous Registrations
Griffinest Asia Asset Management, LLC
Core Pacific Securities USA LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.