RS
CFP · ChFC
RS
CFP · ChFC

Ronald Scott

23 Years of Experience
Brooklyn, NY
1 DisclosureBroker

Ronald Scott is a CFP, ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Brooklyn, NY, with 23 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

9920 4th Avenue, Suite 303, Brooklyn, NY, 11209

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History

Regulatory History (1)
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Employment Separation After Allegations
April 2012
Other Business Activities

Ronald teaches CFP certification courses at Dalton Education and New York University, and undergraduate finance, accounting, and economics courses at CUNY College of Staten Island. He also has sales and ownership roles at First Call Tax Advocates Corporation, a CPA/tax preparation firm.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 1 mo
MML Investors Services, LLC
July 2012 - Present · 14 yrs
MML Investors Services, LLCBroker
July 2012 - Present · 14 yrs
Previous Registrations
Metlife Securities INC.
April 2008 - April 2012 · 4 yrs
Metlife Securities INC.Broker
September 2002 - April 2012 · 9 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
September 2002 - July 2007 · 4 yrs 10 mos
State Registrations7 states
CTFLNJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.