CJ
CJ

Catherine Johnson

23 Years of Experience
Chippewa Falls, WI
Broker

Catherine Johnson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chippewa Falls, WI, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

11 E Central St, Chippewa Falls, WI, 54729

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Catherine works as an advisor and associate/employee for Fries Financial Group since 2011. This takes about half of Catherine's time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2011 - Present · 14 yrs 9 mos
Raymond James Financial Services, INC.Broker
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
Midwest Professional Planners, LTD.
June 2003 - May 2011 · 7 yrs 11 mos
AXA Advisors, LLC
December 2002 - July 2011 · 8 yrs 7 mos
AXA Advisors, LLCBroker
September 2002 - July 2011 · 8 yrs 10 mos
State Registrations16 states
AZCACOFLIAILINKSMIMNNVNYTXVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Catherine Johnson - Financial Advisor | TrueAdvisor