TM
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Timothy Murphy

23 Years of Experience
Los Angeles, CA
Broker

Timothy Murphy is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 23 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

400 S. Hope Street 20th Floor, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
October 2013 - Present · 12 yrs 7 mos
Capital Client Group, INC.
October 2013 - Present · 12 yrs 7 mos
Capital Client Group, INC.Broker
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
Lazard Asset Management Securities LLCBroker
April 2004 - September 2013 · 9 yrs 5 mos
Lazard Freres & CO. LLCBroker
February 2003 - April 2004 · 1 yr 2 mos
State Registrations3 states
CANJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.